Alphatec Holdings, Inc. 4
4 · Alphatec Holdings, Inc. · Filed Apr 12, 2010
Insider Transaction Report
Form 4
Foster John
Director10% Owner
Transactions
- Award
Common Stock
2010-03-26+22,500,271→ 42,531,917 total(indirect: See Footnote)
Holdings
- 181,300(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The Reporting Person acquired the shares in connection with the Issuer's acquisition of Scient'x S.A. HealthpointCapital Partners, L.P. received 6,732,534 shares of the Issuer's common stock in exchange for 3,953,664 shares of Scient'x. HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P. received 14,423,558 and 1,344,179 shares of the Issuer's common stock, respectively, in exchange for 9,259,126 shares of common stock of Scient'x S.A. that they held indirectly in the aggregate. On the closing of the acquisition, the closing price of the Issuer's common stock was $6.39 per share.
- [F2]Includes 20,077,173 shares owned by HealthpointCapital Partners, L.P., 21,110,565 shares owned by HealthpointCapital Partners II, L.P. and 1,344,179 shares held by HCPII Co-Invest Vehicle II, L.P. The Reporting Person is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P and a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P. The Reporting Person disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
- [F3]Includes 150,900 shares owned by John H. Foster and 30,400 shares owned by John H. Foster, trustee u/w of Virginia C. Foster. The Reporting Person is a trustee and the principal beneficiary of such trust.