4//SEC Filing
Ashby Michael 4
Accession 0001181431-10-018856
CIK 0001406666other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 8:33 PM ET
Size
19.5 KB
Accession
0001181431-10-018856
Insider Transaction Report
Form 4
CALIX, INCCALX
Ashby Michael
Director
Transactions
- Conversion
Common Stock
2010-03-26+757,334→ 1,354,978 total - Conversion
Common Stock
2010-03-26+52,632→ 1,407,610 total - Conversion
Common Stock
2010-03-26+234,918→ 1,642,528 total - Conversion
Series E Preferred Stock
2010-03-26−738,143→ 0 total→ Common Stock (757,334 underlying) - Conversion
Series G Preferred Stock
2010-03-26−45,648→ 0 total→ Common Stock (52,632 underlying) - Conversion
Series J Preferred Stock
2010-03-26−234,918→ 0 total→ Common Stock (234,918 underlying) - Award
Stock Option (right to buy)
2009-10-13+4,666→ 4,666 totalExercise: $6.80Exp: 2019-10-12→ Common Stock (4,666 underlying)
Holdings
- 597,644
Common Stock
Footnotes (9)
- [F1]Reflects a 2-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (the "Reverse Stock Split").
- [F2]Includes an aggregate of 107,333 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 50% of the RSUs will vest on the first day that the Issuer's trading window opens for employees that is more than 180 days following the effective date of the Issuer's initial public offering (the "First Vesting Date"), and the remaining 50% of the RSUs will vest on the first day the trading window opens for employees that is more than 180 days after the First Vesting Date.
- [F3]Each share of Series E Preferred Stock was automatically converted on a 1.026-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering.
- [F4]Each share of Series G Preferred Stock was automatically converted on a 1.153-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering.
- [F5]Each share of Series J Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering.
- [F6]The shares are immediately convertible.
- [F7]The shares do not have an expiration date.
- [F8]On October 13, 2009, the Reporting Person was granted an option to purchase up to 7,000 shares of the Issuer's Common Stock at an exercise price of $4.53 per share. For purposes of this Form 4, the number of shares subject to the option and the option exercise price have been adjusted to reflect the Reverse Stock Split.
- [F9]The shares subject to the option vest in twelve (12) successive and equal monthly installments measured from October 22, 2009, such that 100% of the shares subject to the option will be fully vested and exercisable on October 22, 2010.
Documents
Issuer
CALIX, INC
CIK 0001406666
Entity typeother
Related Parties
1- filerCIK 0001484925
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 8:33 PM ET
- Size
- 19.5 KB