Ullom Lance 4
4 · COHEN & Co INC. · Filed Mar 11, 2010
Insider Transaction Report
Form 4
COHEN & Co INC.COHN
Ullom Lance
Director
Transactions
- Award
Common Stock, $0.001 par value per share
2010-03-09+8,487→ 14,281 total - Purchase
Common Stock, $0.001 par value per share
2010-03-09$6.38/sh+10,000$63,800→ 18,000 total(indirect: See footnote (3))
Footnotes (3)
- [F1]Mr. Ullom was awarded 8,487 restricted shares under the Alesco Financial Inc. 2006 Long Term Incentive Plan. The restrictions expire on March 9, 2011.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchsed in multiple transactions at prices ranging from $6.22 to $6.54, inclusive.
- [F3]These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.