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5//SEC Filing

BAINES HEATHER U 5

Accession 0001181431-10-008710

CIK 0001047884other
View on SEC.govCompany Profile

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 12:48 PM ET

Size

15.4 KB

Accession

0001181431-10-008710

Insider Transaction Report

Form 5
Period: 2009-12-31
ANWORTH MORTGAGE ASSET CORPANH
BAINES HEATHER U
Executive Vice President
Transactions
  • Other

    Common Stock

    2009-12-31+15,859→ 1,032,223 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    62,500

  • Common Stock

    (indirect: By Spouse)
    33,700

  • Stock Option (right to buy)

    Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying)
    43,780

  • Stock Option (right to buy)

    Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying)
    21,000

  • Stock Option (right to buy)

    Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying)
    27,600

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (29,725 underlying)
    29,725

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (90,000 underlying)
    90,000

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (99,500 underlying)
    99,500
Footnotes (4)
  • [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2009.
  • [F2]Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
  • [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
  • [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.

Documents

1 file

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

→
Entity typeother

Related Parties

1
  • filerCIK 0001209604

Filing Metadata

Form type
5
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 12:48 PM ET
Size
15.4 KB
View on SEC.gov