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4//SEC Filing

BAINES HEATHER U 4

Accession 0001181431-10-000891

CIK 0001047884other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 1:01 PM ET

Size

14.8 KB

Accession

0001181431-10-000891

Insider Transaction Report

Form 4
Period: 2009-12-31
ANWORTH MORTGAGE ASSET CORPANH
BAINES HEATHER U
Executive Vice President
Transactions
  • Award

    Common Stock

    2009-12-31+112,348→ 1,016,364 total
Holdings

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $9.45From: 2001-01-21Exp: 2012-01-21→ Common Stock (29,725 underlying)
    29,725

  • Common Stock

    (indirect: By Spouse)
    33,700

  • Stock Option (right to buy)

    Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying)
    21,000

  • Common Stock

    (indirect: By Spouse)
    62,500

  • Stock Option (right to buy)

    Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying)
    43,780

  • Stock Option (right to buy)

    Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying)
    27,600

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (90,000 underlying)
    90,000

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (99,500 underlying)
    99,500
Footnotes (4)
  • [F1]These shares were granted pursuant to the Anworth Mortgage Asset Corporation 2004 Equity Compensation Plan and the Employment Agreement for Mr. Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation, who is married to Heather U. Baines, in consideration for services rendered by Mr. McAdams.
  • [F2]Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
  • [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines disclaims any beneficial interest in.
  • [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.

Documents

1 file

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

→
Entity typeother

Related Parties

1
  • filerCIK 0001209604

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 1:01 PM ET
Size
14.8 KB
View on SEC.gov