Roberts Richard Y 4

4 · NYFIX INC · Filed Jun 5, 2009

Form 4

Period: 2009-06-03

Director

Transactions

Exercise/Conversion
Common Stock
2009-06-05+7,792→ 52,688 total
Award
Stock Option (right to buy)
2009-06-03+12,987→ 12,987 total
Exercise: $1.00From: 2010-06-03Exp: 2019-06-03→ Common Stock (12,987 underlying)
Award
Restricted Stock Units
2009-06-03−32,258→ 32,258 total
→ Common Stock (32,258 underlying)
Exercise/Conversion
Restricted Stock Units
2009-06-05−7,792→ 0 total
→ Common Stock (0 underlying)

Footnotes (4)

[F1]Represents shares issued from the vesting of Restricted Stock Units granted February 6, 2008.
[F2]Each Restricted Stock Unit represents a right to receive one share of NYFIX common stock or, at the discretion of the compensation committee, the fair market value of one share of NYFIX common stock as of the vesting date.
[F3]The Restricted Stock Units vest on June 3, 2010. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest.
[F4]Represents Restricted Stock Units granted on February 6, 2008 and vested on June 5, 2009, as reported in Table I above. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest.

Documents

1 file