BROADWAY FINANCIAL CORP \DE\·4

Apr 29, 8:52 PM ET

MADDOX ALBERT O 4

4 · BROADWAY FINANCIAL CORP \DE\ · Filed Apr 29, 2009

Insider Transaction Report

Form 4
Period: 2009-01-21
Transactions
  • Award

    Stock option grant (right to buy)

    2009-01-21$4.00/sh
    Exercise: $4.00From: 2009-01-21Exp: 2019-01-21Common Stock
Holdings
  • Stock option (right to buy)

    Exercise: $4.34From: 2006-11-15Exp: 2010-11-15Common Stock (1,000 underlying)
    1,000
  • Common stock

    (indirect: By Trust)
    15,894
Footnotes (4)
  • [F1]These securites are indirect and held in the family trust.
  • [F2]These stock options (right to buy) were granted on November 15, 2000 to vest at 20% per year for the following five years.
  • [F3]This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
  • [F4]This stock option grant will renew each year on January 21 until the Board of Directors discontinues the renewal.

Documents

1 file
  • 4
    rrd240927.xmlPrimary

    STATEMENT OF CHANGE OF BENEFICIAL OWNERSHIP