Williams Elrick 4/A
4/A · BROADWAY FINANCIAL CORP \DE\ · Filed Apr 29, 2009
Insider Transaction Report
Form 4/AAmended
Williams Elrick
DirectorOther
Transactions
- Award
Stock Option (Right To Buy)
2009-01-21$4.00/shExercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock
Holdings
- 189,817(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]This is a stock option grant (right to buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
- [F2]This stock option grant will renew each year on January 21, 2009 until the Board of Directors discontinues.
- [F3]Mr. Elrick Williams is Chairman of Williams Holdings Group LLC. The reporting person disclaims beneficial ownership of the securities held by Williams Holding Group, except to the extent of his pecuinary interest therein.
- [F4]The common stock may be exercised at any time, at the holder's election, and has no expiration date. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2008.