4//SEC Filing
NYMEX HOLDINGS INC 4
Accession 0001181431-08-050436
CIK 0001105018operating
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 8:14 PM ET
Size
17.5 KB
Accession
0001181431-08-050436
Insider Transaction Report
Form 4
SCHAEFFER RICHARD
Director
Transactions
- Disposition to Issuer
Common Stock
2008-08-22−30,000→ 0 total - Exercise/Conversion
Stock Option (right to buy)
2008-08-22−40,500→ 0 totalExercise: $118.97Exp: 2016-01-09→ Common Stock (40,500 underlying) - Exercise/Conversion
Stock Option (right to buy)
2008-08-22−135,500→ 0 totalExercise: $59.00Exp: 2014-11-17→ Common Stock (135,500 underlying) - Tax Payment
Common Stock
2008-08-22$81.15/sh−15,895$1,289,879→ 17,355 total - Disposition to Issuer
Common Stock
2008-08-22−17,355→ 0 total - Exercise/Conversion
Common Stock
2008-08-22+33,250→ 33,250 total - Exercise/Conversion
Restricted Stock Units
2008-08-22−33,250→ 0 total→ Common Stock (33,250 underlying)
Footnotes (10)
- [F1]Pursuant to the merger agreement by and among CME Group Inc., CMEG NY Inc., NYMEX Holdings, Inc. and New York Mercantile Exchange, Inc. (the "Merger Agreement"), each share of NYMEX Holdings common stock was converted into the right to receive either (a) $81.16 in cash or (b) 0.2378 of CME Group Inc. Class A common stock, subject to proration to preserve the mandatory aggregate cash consideration amount of approximately $3.4 billion, after taking into account all of the elections made by all of the NYMEX Holdings stockholders.
- [F10]Mr. Schaeffer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on August 22, 2008.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NYMEX Holdings, Inc. common stock.
- [F3]The accelerated vesting of the restricted stock units is due to the consummation of the transaction between CME Group Inc., CMEG NY Inc., NYMEX Holdings, Inc. and New York Mercantile Exchange, Inc.
- [F4]Not applicable.
- [F5]Disposed of pursuant to Merger Agreement at an exchange ratio of 0.2378 shares of CME Group Inc. Class A common stock for each share of NYMEX Holdings, Inc. common stock.
- [F6]The option vests in four equal annual installments beginning on November 17, 2007, subject to additional terms contained in the grant and, if applicable, other contracts.
- [F7]Converted into options to purchase 32,103 shares of CME Group Class A common stock at an exercise price of $248.11 per share.
- [F8]The option vests in four equal annual installments beginning on January 9, 2009, subject to additional terms contained in the grant and, if applicable, other contracts.
- [F9]Converted into options to purchase 9,630 shares of CME Group Class A common stock at an exercise price of $500.30 per share.
Issuer
NYMEX HOLDINGS INC
CIK 0001105018
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001105018
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 8:14 PM ET
- Size
- 17.5 KB