4//SEC Filing
AVANEX CORP 4
Accession 0001181431-08-040263
CIK 0001056794operating
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:05 PM ET
Size
6.8 KB
Accession
0001181431-08-040263
Insider Transaction Report
Form 4
AVANEX CORPAVNX
MAJOR JO S
DirectorPresident and CEO
Transactions
- Award
Common Stock
2008-06-20$1.09/sh+869$947→ 1,146,590 total
Footnotes (5)
- [F1]Includes 869 shares acquired under the Company's Officer and Director Share Purchase Plan on June 20, 2008.
- [F2]Includes 75,000 unvested Restricted Stock Units granted on December 20, 2005 that are vesting according to the following schedule: approximately 4,166 of the Restricted Stock Units shall vest each month hereafter, such that 100% of the Restricted Stock Units will be fully vested on December 20, 2009, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F3]Includes 116,667 unvested Restricted Stock Units granted on October 9, 2006 that are vesting according to the following schedule: approximately 4,167 of the Restricted Stock Units shall vest each month hereafter, such that 100% of the Restricted Stock Units will fully vest on October 9, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F4]Includes 17,171 unvested Restricted Stock Units granted on March 21, 2007 that are vesting according to the following schedule: approximately 536 of the Restricted Stock Units shall vest each month hereafter, such that 100% of the Restricted Stock Units will be fully vested on February 15, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F5]Includes 160,000 unvested Restricted Stock Units granted on October 21, 2007 that will vest according to the following schedule: 25% of the Restricted Stock Units awarded shall vest on each anniversary of October 21, 2007, such that 100% of the Restricted Stock Units will be fully vested on October 21, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001056794
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 5:05 PM ET
- Size
- 6.8 KB