4//SEC Filing
OCCAM NETWORKS INC/DE 4
Accession 0001181431-07-072875
CIK 0001108185operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:48 PM ET
Size
10.5 KB
Accession
0001181431-07-072875
Insider Transaction Report
Form 4
ABBOTT ROBERT B
Director
Transactions
- Award
COMMON STOCK
2007-11-29+11,696→ 11,696 total
Holdings
- 1,909,493(indirect: By Partnership)
COMMON STOCK
- 94,652(indirect: By Partnership)
COMMON STOCK
Footnotes (4)
- [F1]The restricted stock vests in three (3) equal annual installments on each anniversary of the date of grant.
- [F2]Norwest Venture Partners VIII, LP, a Minnesota limited partnership ("NVP VIII") is the record owner of the securities listed on Line 1 of Table I. With respect to the reporting persons named in this Form 4, Itasca VC Partners VIII, LLP ("Itasca VC Parnters VIII") is the general partner of NVP VIII; Promod Haque and George J. Still, Jr. are the managing general partners; and John P. Whaley is the managing administrative partner. As a result, Itasca VC Partners VIII and Messrs. Haque, Still, and Whaley may be deemed to beneficially own the securities held by NVP VIII. Each of Itasca VC Partners VIII and Messrs. Haque, Still, and Whaley disclaim beneficial ownership of such securities, except to the extent of its or his indirect penuniary interest therein.
- [F3]The securities listed on Line 2 of Table I are held of record by NVP Entrepreneurs Fund VIII, L.P., a Delaware limited partnership ("NVP-E VIII"), whose general partner is Itasca VC Partners VIII. Promod Haque and George J. Still, Jr. are the managing partners, and John P. Whaley is the managing administrative partner of Itasca VC Partners VIII. As a result, Itasca VC Partners VIII and Messrs. Haque, Still, and Whaley may be deemed to beneficially own the securities held by NVP-E VIII. Each of Itasca VC Partners VIII and Messrs. Haque, Still, and Whaley disclaim beneficial ownership of such securities, except to the extent of his indirect penuniary interest therein.
- [F4]Robert B. Abbott is a director of Occam Networks, Inc. and a non-managing partner of Itasca VC Partners VIII, the general partner of NVP VIII, the record holder of the securities reported on Line 1 of Table I . Mr. Abbott is also a non-managing partner of Itasca VC Partners VIII, the general partner of NVP-E VIII, the record holder of the securities reported on Line 2 of Table I. Information with respect to the securities held by NVP VIII and NVP-E VIII are reported on Lines 1 and 2 of Table I for the individual managing partners of each such entity who are named in this joint filing on Form 4. As a non-managing partner, Mr. Abbott has no voting or invstment authority with respect to any securities held of record by NVP VIII and NVP-E VIII, and thus is not deemed to beneficially own such securities, except to the extent of his indirect pecuniary interest therein.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001108185
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:48 PM ET
- Size
- 10.5 KB