4/A//SEC Filing
PERRY JIM W 4/A
Accession 0001181431-07-065482
CIK 0001125845other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:20 PM ET
Size
14.5 KB
Accession
0001181431-07-065482
Insider Transaction Report
Form 4/AAmended
PERRY JIM W
DirectorPresident/CEO
Transactions
- Exercise/Conversion
Common Stock
2007-10-15$23.12/sh+1,075$24,854→ 1,366,057 total - Exercise/Conversion
Stock Option (Right to Buy)
2007-10-15−1,075→ 10,747 totalExercise: $23.12Exp: 2011-04-06→ Common Stock (1,075 underlying)
Holdings
- 15,000(indirect: By Spouse)
Common Stock
- 3,420
Stock Option (Right to Buy)
Exercise: $15.29Exp: 2010-05-11→ Common Stock (3,420 underlying) - 6,071
Stock Option (Right to Buy
Exercise: $11.79Exp: 2009-05-04→ Common Stock (6,071 underlying) - 7,269
Stock Option (Right to Buy)
Exercise: $27.56Exp: 2012-03-20→ Common Stock (7,269 underlying) - 2,401
Deferred Stock Units
Exp: 2012-05-30→ Common Stock (2,401 underlying)
Footnotes (7)
- [F1]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F2]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F3]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
- [F4]The stock options granted to the Reporting Person in March of 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
- [F5]The deferred stock units convert to shares of Waste Industies USA, Inc. common stock on a one-for-one basis on the date of vesting.
- [F6]The deferred stock units vest in three equal annual installments beginning on May 30, 2010.
- [F7]The only change to this filing is the removal of two direct equity ownership holding entries for the Reporting Person which related to a prior reported transaction and were inadvertantly left on the prior filing.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeother
Related Parties
1- filerCIK 0001055815
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:20 PM ET
- Size
- 14.5 KB