M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 4

Accession 0001181431-06-072254

CIK 0001102741other

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 6:03 PM ET

Size

33.1 KB

Accession

0001181431-06-072254

Form 4

Period: 2006-12-27

DirectorChief Executive Officer

Transactions

Sale
Common Stock
2006-12-27$12.60/sh−39,106$492,736→ 6,089,892 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.63/sh−29,776$376,071→ 6,042,317 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.68/sh−1,730$21,936→ 6,000,365 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.57/sh−4,140$52,040→ 6,139,765 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.59/sh−3,200$40,288→ 6,128,998 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.61/sh−7,412$93,465→ 6,082,480 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.62/sh−10,387$131,084→ 6,072,093 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.66/sh−3,823$48,399→ 6,018,142 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.69/sh−900$11,421→ 5,999,465 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.56/sh−24,960$313,498→ 6,143,905 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.58/sh−7,567$95,193→ 6,132,198 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.65/sh−12,965$164,007→ 6,021,965 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.67/sh−16,047$203,315→ 6,002,095 total(indirect: By Trust)
Sale
Common Stock
2006-12-27$12.64/sh−7,387$93,372→ 6,034,930 total(indirect: By Trust)

Holdings

Common Stock
(indirect: By Trust)
1,457,878
Common Stock
25,000
Non-Qualified Stock Options (Right to Buy Common Stock)
Exercise: $3.84Exp: 2015-02-23→ Common Stock (300,000 underlying)
300,000
Non-Qualified Stock Options (Right to Buy Common Stock)
Exercise: $3.08Exp: 2013-05-21→ Common Stock (87,665 underlying)
87,665
Incentive Stock Options (Right to Buy Common Stock)
Exercise: $3.39Exp: 2008-05-21→ Common Stock (162,335 underlying)
162,335

Footnotes (4)

[F1]These shares are owned directly by the M. and S. Moshayedi Revocable Trust, dated 11/16/95, a ten percent owner of the issuer, and indirectly by Manouch Moshayedi as the trustee of this trust and who may be deemed to be a ten percent owner of the issuer. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F2]These shares are owned directly by the M. and S. Moshayedi Investment Trust, dated 11/16/95, and Manouch Moshayedi is an indirect beneficiary of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F3]These options are fully vested and immediately exercisable.
[F4]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the M. and S. Moshayedi Revocable Trust, dated 11/16/95, on May 18, 2006, as amended on August 22, 2006.

Documents

1 file

SIMPLETECH INC

CIK 0001102741

Entity typeother

IncorporatedCA