4//SEC Filing
GAREN ERIC R 4
Accession 0001181431-06-049726
CIK 0001002037other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 7:30 PM ET
Size
54.8 KB
Accession
0001181431-06-049726
Insider Transaction Report
Form 4
GAREN ERIC R
DirectorChairman of the Board10% Owner
Transactions
- Sale
Common Stock
2006-08-24$7.82/sh−800$6,256→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-24$7.78/sh−100$778→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.60/sh−2,100$15,960→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.57/sh−500$3,785→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.79/sh−100$779→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.61/sh−700$5,327→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-24$7.69/sh−2,200$16,918→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.70/sh−800$6,160→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.65/sh−900$6,885→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.82/sh−300$2,346→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.59/sh−600$4,554→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-24$7.79/sh−1,300$10,127→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-24$7.73/sh−300$2,319→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-23$7.73/sh−200$1,546→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-24$7.66/sh−200$1,532→ 2,235,760 total(indirect: See Footnote 14.) - Sale
Common Stock
2006-08-24$7.62/sh−500$3,810→ 2,235,760 total(indirect: See Footnote 14.)
Footnotes (14)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person as of May 10, 2004, and amended as of March 7, 2006.
- [F10]120 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 60 shares sold by the Garen Dynasty Trust, 210 shares sold by the Nicole Suzanne Garen Family Trust, 210 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F11]100 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 50 shares sold by the Garen Dynasty Trust, 175 shares sold by the Nicole Suzanne Garen Family Trust, 175 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F12]260 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 130 shares sold by the Garen Dynasty Trust, 455 shares sold by the Nicole Suzanne Garen Family Trust, 455 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F13]440 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 220 shares sold by the Garen Dynasty Trust, 770 shares sold by the Nicole Suzanne Garen Family Trust, 770 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F14]Ownership INCLUDES: 876,268 shares held by the Garen Family Trust of which the reporting person and spouse are co-trustees; 414,520 shares held by each of the Eric Garen 2005 Annuity Trust and the Nancy Garen 2005 Annuity Trust; 234,139 shares held by each of the Eric Garen 2006 Annuity Trust and the Nancy Garen 2006 Annuity Trust; 62,174 shares held by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person and spouse are co-trustees and disclaim beneficial ownership. EXCLUDES aggregate of 1,149,945 shares held by certain trusts ("Trusts") established by the reporting person and spouse f/b/o their children: 155,359 shares held by the Garen Dynasty Trust, an irrevocable DE trust, 497,293 shares held by the Nicole Suzanne Garen Family Trust & 497,293 shares held by the Steven Robert Garen Family Trust, each an irrevocable CA trust. The reporting person disclaims beneficial ownership of all shares owned by the Trusts.
- [F2]60 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 30 shares sold by the Garen Dynasty Trust, 105 shares sold by the Nicole Suzanne Garen Family Trust, 105 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F3]See Footnote 14 for explanation of ownership.
- [F4]20 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 10 shares sold by the Garen Dynasty Trust, 35 shares sold by the Nicole Suzanne Garen Family Trust, 35 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F5]40 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 20 shares sold by the Garen Dynasty Trust, 70 shares sold by the Nicole Suzanne Garen Family Trust, 70 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F6]160 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 80 shares sold by the Garen Dynasty Trust, 280 shares sold by the Nicole Suzanne Garen Family Trust, 280 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F7]180 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 90 shares sold by the Garen Dynasty Trust, 315 shares sold by the Nicole Suzanne Garen Family Trust, 315 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F8]140 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 70 shares sold by the Garen Dynasty Trust, 245 shares sold by the Nicole Suzanne Garen Family Trust, 245 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F9]420 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 210 shares sold by the Garen Dynasty Trust, 735 shares sold by the Nicole Suzanne Garen Family Trust, 735 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
Issuer
LEARNING TREE INTERNATIONAL INC
CIK 0001002037
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001024643
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 7:30 PM ET
- Size
- 54.8 KB