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4//SEC Filing

BIODELIVERY SCIENCES INTERNATIONAL INC 4

Accession 0001181431-05-055294

CIK 0001103021operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 5:47 PM ET

Size

8.5 KB

Accession

0001181431-05-055294

Insider Transaction Report

Form 4
Period: 2005-09-30
Transactions
  • Purchase

    Common Stock

    2005-09-30$1.85/sh+5,000$9,2505,000 total
Holdings
  • Series A Preferred

    Exercise: $4.25Common Stock (3,190 underlying)
    4.25
  • Option

    Exercise: $2.94From: 2005-07-28Exp: 2015-07-28Common Stock (35,000 underlying)
    0
Footnotes (3)
  • [F1]One share of common stock for one share of preferred stock
  • [F2]The Series A Preferred will be convertible into shares of the Company's common stock (the "Common Stock") on a one for one basis. The Series A Preferred is eligible for conversion upon the earlier to occur of: (i) FDA approval of Arius' first proposed product (ii) 30 days notice to the Company of a Conjversion Event (hereinafter defined) or (iii) five years from the closing date of the Transaction. The term "Conversion Event" is defined in the Certificate of Designation of the Series A Preferred to mean the failure of the Company to provide at least $3,000,000 to Arius as required to: (i) pay Atrix Laboratories , Inc. ("Atrix") $1,000,000 by August 24, 2004 pursuant to the terms of a license agreement between Arius and Atrix and (ii) fund, in a total amount of no less than $2,000,000, the operations of Arius.
  • [F3]Not applicable

Documents

1 file

Issuer

BIODELIVERY SCIENCES INTERNATIONAL INC

CIK 0001103021

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001103021

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:47 PM ET
Size
8.5 KB