Home/Filings/4/0001181431-05-045573
4//SEC Filing

Ware Johnny Lee 4

Accession 0001181431-05-045573

CIK 0001320092other

Filed

Aug 8, 8:00 PM ET

Accepted

Aug 9, 5:12 PM ET

Size

17.5 KB

Accession

0001181431-05-045573

Insider Transaction Report

Form 4
Period: 2005-08-08
Transactions
  • Other

    Class A Common Stock

    2005-08-08250,3650 total(indirect: By 21st Century Group Equity Fund, L.P.)
  • Other

    Series A Redeemable Preferred Stock

    2005-08-08124.60 total(indirect: By 21st Century Group Coinvestors I, L.P.)
  • Other

    Common Stock

    2005-08-08+25,28925,289 total(indirect: By 21st Century Group Coinvestors I, L.P.)
  • Disposition to Issuer

    Series A Redeemable Preferred Stock

    2005-08-08267.40 total(indirect: By 21st Century Group Coinvestors I, L.P.)
  • Other

    Class A Common Stock

    2005-08-0816,3900 total(indirect: By 21st Century Group Coinvestors I, L.P.)
  • Disposition to Issuer

    Series A Redeemable Preferred Stock

    2005-08-084,0840 total(indirect: By 21st Century Group Equity Fund, L.P.)
  • Other

    Series A Redeemable Preferred Stock

    2005-08-081,9030 total(indirect: By 21st Century Group Equity Fund, L.P.)
  • Other

    Common Stock

    2005-08-08+386,293386,293 total(indirect: By 21st Century Group Equity Fund, L.P.)
Footnotes (5)
  • [F1]1,903 shares of Series A Redeemable Preferred Stock automatically converted into 135,928 shares of Common Stock and each share of Class A Common Stock automatically converted into one share of Common Stock upon consummation of the Issuer's initial public offering.
  • [F2]Mr. Ware, as a manager of 21st Century GP, L.L.C., exercises shared voting and investment power over the shares held by 21st Century Group Equity Fund, L.P. and 21st Century Group Coinvestors I, L.P. Mr. Ware disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]124.6 shares of Series A Redeemable Preferred Stock automatically converted into 8,899 shares of Common Stock and each share of Class A Common Stock automatically converted into one share of Common Stock upon consummation of the Issuer's initial public offering.
  • [F4]4,084 shares of Series A Redeemable Preferred Stock were automatically redeemed by Issuer at a price of $1,000 per share upon consummation of the Issuer's initial public offering.
  • [F5]267.4 shares of Series A Redeemable Preferred Stock were automatically redeemed by Issuer at a price of $1,000 per share upon consummation of the Issuer's initial public offering.

Documents

1 file

Issuer

Republic Companies Group, Inc.

CIK 0001320092

Entity typeother

Related Parties

1
  • filerCIK 0001328569

Filing Metadata

Form type
4
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 5:12 PM ET
Size
17.5 KB