Home/Filings/4/A/0001181431-05-010920
4/A//SEC Filing

SMART & FINAL INC/DE 4/A

Accession 0001181431-05-010920

CIK 0000875751operating

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 2:20 PM ET

Size

18.0 KB

Accession

0001181431-05-010920

Insider Transaction Report

Form 4/AAmended
Period: 2005-02-15
ALVARADO DONALD G
S.V.P., Gen Counsel, Secretary
Transactions
  • Award

    Common Stock, par value $.01 per share

    2005-02-15+3,33310,616 total
  • Award

    Stock Options

    2005-02-15$15.20/sh+10,000$152,00010,000 total
    Exercise: $15.20From: 2007-02-15Exp: 2015-02-15Common (10,000 underlying)
Holdings
  • Common stock, par value $.01 per share

    (indirect: Deferred smart shares, held in the Supplemental Deferred Compensation plan.)
    24,076
  • Stock Options

    Exercise: $9.25From: 2000-05-04Exp: 2009-05-04common (27,600 underlying)
    27,600
  • Stock Options

    Exercise: $6.88From: 2002-02-15Exp: 2010-02-15common (17,000 underlying)
    17,000
  • Stock Options

    Exercise: $10.13From: 2003-09-27Exp: 2011-09-27common (20,000 underlying)
    20,000
  • Stock Options

    Exercise: $9.80From: 2004-02-19Exp: 2012-02-19common (17,500 underlying)
    17,500
Footnotes (9)
  • [F1]Includes 6,000 vested smart shares and 3,333 restricted smart shares granted 2/05.
  • [F2]Previously reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003, 2004 and 1/5 will become exercisable on May 4 2005.
  • [F3]Previously reported options. 1/3 of the options became exercisable on 2/15 in each of 2002, 2003 and 2004.
  • [F4]Prevously reported options. 1/3 of the options became exercisable on 9/27 in each of 2003 and 2004 and 1/3 will become exercisable on 9/27/2005.
  • [F5]Previously reported options. 1/3 of the options became excercisable on 2/19/2004 and 1/3 of the options will become exercisable on 2/19 in each of 2005 and 2006.
  • [F6]Previously reported options. 1/3 of the options will become exercisable on 2/19 in each of 2005, 2006 and 2007.
  • [F7]Previously reported options. 1/3 of the options will become exercisable on 9/16 in each of 2005, 2006 & 2007.
  • [F8]Previously reported options. 1/3 of the options will become exercisable on 2/17 in each of 2006, 2007and 2008.
  • [F9]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One-third of the options will become exercisable on February 15 in each of 2007, 2008 and 2009 at an exercise price of $15.20 per share.

Documents

1 file

Issuer

SMART & FINAL INC/DE

CIK 0000875751

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000875751

Filing Metadata

Form type
4/A
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 2:20 PM ET
Size
18.0 KB