RHO MANAGEMENT VENTURES IV LLC 4
4 · TERCICA INC · Filed Feb 10, 2005
Insider Transaction Report
Form 4
TERCICA INCTRCA
RHO VENTURES IV QP LP
10% Owner
Transactions
- Purchase
Common Stock
2005-02-08$8.26/sh+11,000$90,860→ 2,677,998 total(indirect: See footnote) - Purchase
Common Stock
2005-02-11$8.00/sh+325,000$2,600,000→ 3,002,998 total(indirect: See footnote)
Footnotes (3)
- [F2]Represents open market purchase of 11,000 shares by Drakensberg, L.P.
- [F3]Consists of shares held of record by each of the entities listed below. Mark Leschly (who is a director of Tercica, Inc. and files separate Section 16(a) reports), Joshua Ruch and Habib Kairouz are (i) Managing Members of Rho Management Ventures IV, LLC, which is the general partner of Rho Ventures IV, L.P. and Rho Ventures IV (QP), L.P.; (ii) Managing Directors of Rho Capital Partners Verwaltungs GmbH, which is the general partner of Rho Ventures IV GmbH & Co. Beteiligungs KG; and (iii) Managing Partners of Rho Capital Partners, Inc., the investment advisor to Rho Management Trust I. Joshua Ruch is the Managing Member of Kariba LLC, which is the general partner of Drakensberg, L.P. Each of the Filing Persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
- [F4]Represents shares of Common Stock purchased by various entities from the underwriters in a public offering of the issuer's common stock that is scheduled to close on 02/11/2005. See footnote (3).