Home/Filings/3/A/0001181431-05-007368
3/A//SEC Filing

INVESTOR GROWTH CAPITAL LTD 3/A

Accession 0001181431-05-007368

CIK 0000006948other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 8:51 PM ET

Size

11.0 KB

Accession

0001181431-05-007368

Insider Transaction Report

Form 3/AAmended
Period: 2005-01-25
Holdings
  • Series A Redeemable Nonconvertible Preferred Stock

    (indirect: See footnote)
    329,412
  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    Common Stock (1,866,678 underlying)
  • Series A Redeemable Nonconvertible Preferred Stock

    (indirect: See footnote)
    141,176
  • Warrant to Purchase Common Stock

    (indirect: See footnotes)
    Exercise: $0.30From: 2006-03-15Exp: 2008-01-23Common Stock (70,588 underlying)
Footnotes (5)
  • [F1]These shares are held for the account of Investor Growth Capital Limited ("Investor Growth Capital"). Investor Growth Capital is an indirect wholly-owned subsidiary of the Reporting Person.
  • [F2]These shares are held for the account of Investor Group, L.P., a limited partnership of which the Reporting Person is the ultimate general partner.
  • [F3]These share are immediately convertible and have no expiration date.
  • [F4]Each share of Issuer's Series A-1 Convertible Preferred Stock is convertible into 5.6667 shares of Issuer's Common Stock.
  • [F5]The number of shares of Common Stock into which the Warrant is exercisable may be adjusted downward (potentially cancelling the Warrant if the number of shares reaches zero) according to a formula based upon the Issuer's economic performance during the 2005 calendar year.

Documents

1 file

Issuer

INNOVATIVE MICRO TECHNOLOGY INC

CIK 0000006948

Entity typeother

Related Parties

1
  • filerCIK 0001237710

Filing Metadata

Form type
3/A
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:51 PM ET
Size
11.0 KB