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4//SEC Filing

ARCH HILL CAPITAL NV 4

Accession 0001181431-04-042384

CIK 0000804154other
View on SEC.govCompany Profile

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 5:02 PM ET

Size

23.2 KB

Accession

0001181431-04-042384

Insider Transaction Report

Form 4
Period: 2004-08-30
LITHIUM TECHNOLOGY CORPLTHU
ARCH HILL CAPITAL NV
10% Owner
Transactions
  • Purchase

    Series A Preferred Stock

    2004-08-30+1,705→ 0 total
    Exercise: $0.63From: 2004-08-30Exp: 2007-08-30→ Common Stock (2,706,350 underlying)
  • Purchase

    Warrants

    2004-08-30+1,353,175→ 0 total
    Exercise: $0.79From: 2004-08-30Exp: 2008-08-30→ Common Stock (1,353,175 underlying)
  • Purchase

    Series B Preferred Stock

    2004-08-30+1,840→ 0 total
    Exercise: $1.80From: 2004-08-30Exp: 2007-08-30→ Common Stock (1,022,223 underlying)
  • Purchase

    Warrants

    2004-08-30+1,022,223→ 0 total
    Exercise: $2.25From: 2004-08-30Exp: 2008-08-30→ Common Stock (1,022,223 underlying)
Holdings

  • Convertible Debentures

    Exercise: $0.32From: 2004-04-13Exp: 2006-04-13→ Common Stock (9,843,750 underlying)
    0

  • Common Stock

    (indirect: Arch Hill Ventures N.V.)
    26,568,480

  • Common Stock

    9,240,802

  • Warrants

    Exercise: $2.00From: 2004-04-13Exp: 2009-04-13→ Common Stock (1,500,000 underlying)
    0
Footnotes (8)
  • [F1]Owned by Arch Hill Ventures, N.V., a wholly owned subsidiary of the reporting person ("Arch Hill Ventures").
  • [F2]Conversion price is equal to 80% of the average closing price of Issuer Common Stock for the 20 trading days immediately preceding the day upon which the Issuer receives a conversion notice from the stockholder. Assumed conversion price of $0.63.
  • [F3]Issued in exchange for the cancellation of $1,705,000 of debt owed by Issuer to Arch Hill Capital, N.V.
  • [F4]One Warrant will be issued for each share of Common Stock issued upon conversion of the Series A Preferred Stock to purchase 1/2 of a share of Issuer Common Stock at an exercise price of per share equal to 125% of the conversion price of the Series A Preferred Stock then in effect upon conversion of any shares of Series A Preferred Stock by the reporting person from time to time. Assumed warrant exercise price of $0.79.
  • [F5]One Warrant will be issued for each share of Common Stock issued upon conversion of the Series A Preferred Stock to purchase 1/2 of a share of Issuer Common Stock at an exercise price per share equal to 150% of the conversion price of the Series A Preferred Stock then in effect upon conversion of any shares of Series A Preferred Stock by the reporting person from time to time. Assumed warrant exercise price of $0.95.
  • [F6]Issued in exchange for the cancellation of $1,840,000 of debt owed by Issuer to Arch Hill Capital, N.V.
  • [F7]Convertible Debentures are convertible into common stock at the lower of $2.00 and 50% of the lowest three day average price during the twenty days prior to conversion. Assumed conversion price of $0.32.
  • [F8]Including 468,750 shares issuable as payment of accrued and unpaid interest upon conversion of the Convertible Debentures.

Documents

1 file

Issuer

LITHIUM TECHNOLOGY CORP

CIK 0000804154

→
Entity typeother
IncorporatedNetherlands

Related Parties

1
  • filerCIK 0001165523

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:02 PM ET
Size
23.2 KB
View on SEC.gov