4//SEC Filing
ALVARADO DONALD G 4
Accession 0001181431-04-041144
CIK 0000875751other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 5:54 PM ET
Size
18.4 KB
Accession
0001181431-04-041144
Insider Transaction Report
Form 4
ALVARADO DONALD G
S.V.P., Gen Counsel, Secretary
Transactions
- Disposition to Issuer
Common Stock, par value $.01 per share
2004-08-18$16.80/sh−230$3,864→ 5,983 total - Disposition to Issuer
Common Stock, par value $.01 per share
2004-08-18$16.75/sh−2,500$41,875→ 6,213 total - Disposition to Issuer
Common Stock, par value $.01 per share
2004-08-18$16.76/sh−700$11,732→ 5,283 total
Holdings
- 27,600
Stock Options
Exercise: $9.25From: 2000-05-04Exp: 2009-05-04→ common (27,600 underlying) - 44,600
Stock Options
Exercise: $6.88From: 2002-02-15Exp: 2010-02-15→ common (17,000 underlying) - 64,600
Stock Options
Exercise: $10.13From: 2003-09-27Exp: 2011-09-27→ common (20,000 underlying) - 142,100
Stock Options
Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ common (20,000 underlying) - 82,100
Stock Options
Exercise: $9.80From: 2004-02-19Exp: 2012-02-19→ common (17,500 underlying) - 26,076(indirect: Deferred smart shares, held in the Supplemental Deferred Compensation plan.)
Common stock, par value $.01 per share
- 102,100
Stock Options
Exercise: $4.28From: 2005-02-19Exp: 2013-02-19→ common (20,000 underlying) - 122,100
Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ common (20,000 underlying)
Footnotes (8)
- [F1]Includes 4,000 vested smart shares
- [F2]Previously reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003, 2004 and 1/5 will become exercisable on May 4 2005.
- [F3]Previously reported options. 1/3 of the options became exercisable on 2/15 in each of 2002, 2003 and 2004.
- [F4]Prevously reported options. 1/3 of the options became exercisable on 9/27 in each of 2003 and 2004 and 1/3 will become exercisable on 9/27/2005.
- [F5]Previously reported options. 1/3 of the options became excercisable on 2/19/2004 and 1/3 of the options will become exercisable on 2/19 in each of 2005 and 2006.
- [F6]Previously reported options. 1/3 of the options will become exercisable on 2/19 in each of 2005, 2006 and 2007.
- [F7]Previously reported options. 1/3 of the options will become exercisable on 9/16 in each of 2005, 2006 & 2007.
- [F8]Previously reported options. 1/3 of the options will become exercisable on 2/17 in each of 2006, 2007and 2008.
Documents
Issuer
SMART & FINAL INC/DE
CIK 0000875751
Entity typeother
Related Parties
1- filerCIK 0001212883
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 5:54 PM ET
- Size
- 18.4 KB