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NANOPHASE TECHNOLOGIES CORPORATION·4

Aug 5, 5:22 PM ET

ROBERTS W IAN 4

4 · NANOPHASE TECHNOLOGIES CORPORATION · Filed Aug 5, 2004

Insider Transaction Report

Form 4
Period: 2004-08-03
NANOPHASE TECHNOLOGIES CORPORATIONNANX
ROBERTS W IAN
VP U.S. & International Sales
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2004-08-03$1.75/sh−6,667$11,667→ 0 total
    Exercise: $1.75From: 2000-07-27Exp: 2009-07-27→ Common Stock (6,667 underlying)
  • Sale

    Common Stock

    2004-08-03$6.11/sh−6,667$40,764→ 0 total
  • Exercise/Conversion

    Common Stock

    2004-08-03$1.75/sh+6,667$11,667→ 6,667 total
Holdings

  • Stock Option (right to buy)

    Exercise: $10.88From: 2002-01-26Exp: 2011-01-26→ Common Stock (12,500 underlying)
    12,500

  • Stock Option (right to buy)

    Exercise: $2.38From: 2000-05-24Exp: 2009-05-24→ Common Stock (12,000 underlying)
    12,000

  • Stock Option (right to buy)

    Exercise: $7.69From: 2001-05-24Exp: 2010-05-24→ Common Stock (5,200 underlying)
    5,200

  • Common Stock

    1,000

  • Stock Option (right to buy)

    Exercise: $6.65From: 2003-01-03Exp: 2012-01-03→ Common Stock (15,000 underlying)
    15,000
Footnotes (2)
  • [F1]Subject to certian restrictions, beginning on this date, options vest in five equal annual installments
  • [F2]Subject to certian restrictions, beginning on this date, options vest in three equal annual installments

Documents

1 file
  • 4
    rrd49629.xmlPrimary

    FORM 4-ROBERTS 08-05-2004