VERTICAL HEALTH SOLUTIONS INC 4
4 · VERTICAL HEALTH SOLUTIONS INC · Filed Nov 14, 2003
Insider Transaction Report
Form 4
WATTERS STEPHEN M
DirectorCEO, CFO10% Owner
Transactions
- Award
OPTIONS ON UNITS
2003-10-09+50,000→ 50,000 totalExercise: $5.10From: 2003-10-09Exp: 2008-10-09→ COMMON STOCK AND WARRANT (50,000 underlying)
Holdings
- 380,957(indirect: BY: SMW CAPITAL GROUP LP)
COMMON STOCK
- 462,733
COMMON STOCK
- 45,715(indirect: BY: KRISTEN WATTERS)
COMMON STOCK
- 85,714
WARRANTS
Exercise: $3.28From: 2001-05-28Exp: 2005-05-28→ COMMON STOCK (85,714 underlying)
Footnotes (3)
- [F1]Each unit consists of one share of common stock and one redeemable class A warrant exercisable into one share of common stock at an exercise price of $6.25 per share, subject to adjustment.
- [F2]KRISTEN WATTERS IS THE REPORTING PERSON'S SPOUSE. THE REPORTING PERSON EXERCISES NO INVESTMENT OR VOTING POWER AND DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SHARES.
- [F3]THE REPORTING PERSON IS THE GENERAL PARTNER AND OWNER OF SMW CAPITAL GROUP LIMITED PARTNERSHIP. AS SUCH, HE HOLDS SOLE VOTING AND INVESTMENT POWER WITH RESPECT TO THESE SHARES.