VERTICAL HEALTH SOLUTIONS INC 4
4 · VERTICAL HEALTH SOLUTIONS INC · Filed Nov 13, 2003
Insider Transaction Report
Form 4
WATTERS STEPHEN M
DirectorCEO, CFO10% Owner
Transactions
- Other
COMMON STOCK
2003-10-01$40589.00/sh+40,589$1,647,466,921→ 137,733 total - Conversion
PREFERRED STOCK
2003-10-01$325000.00/sh−325,000$105,625,000,000→ 0 total - Purchase
PREFERRED STOCK
2003-10-01$50000.00/sh+50,000$2,500,000,000→ 325,000 total - Conversion
COMMON STOCK
2003-10-01$325000.00/sh+325,000$105,625,000,000→ 462,733 total
Holdings
- 45,715(indirect: BY: KRISTEN WATTERS)
COMMON STOCK
- 380,957(indirect: BY: SMW CAPITAL GROUP LP)
COMMON STOCK
- 85,714
WARRANTS
Exercise: $3.28From: 2001-05-28Exp: 2005-05-28→ COMMON STOCK (85,714 underlying)
Footnotes (6)
- [F1]SHARES OF SERIES A PREFERRED STOCK PURCHASED FROM DIRECTOR OF VERTICAL HEALTH SOLUTIONS, INC.
- [F2]SHARES OF SERIES A PREFERRED STOCK CONVERTED INTO SHARES OF COMMON STOCK.
- [F3]SHARES OF COMMON STOCK RECEIVED IN PAYMENT OF ACCRUED PREFERRED STOCK DIVIDENDS.
- [F4]SHARES OF COMMON STOCK RECEIVED IN CONVERSION OF SERIES A PREFERRED STOCK.
- [F5]KRISTEN WATTERS IS THE REPORTING PERSON'S SPOUSE. THE REPORTING PERSON EXERCISES NO INVESTEMENT OR VOTING POWER AND DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SHARES.
- [F6]THE REPORTING PERSON IS THE GENERAL PARTNER AND OWNER OF SMW CAPITAL GROUP LIMITED PARTNERSHIP. AS SUCH, HE HOLDS SOLE VOTING AND INVESTMENT POWER WITH RESPECT TO THESE SHARES.