CATALYTICA ENERGY SYSTEMS INC 4

4 · CATALYTICA ENERGY SYSTEMS INC · Filed Sep 3, 2003

Form 4

Period: 2003-09-03

Sr. VP, Corporate Development

Transactions

Award
Incentive Stock Option (right to buy)
2003-08-29+4,645→ 125,045 total
Exercise: $3.45From: 2004-02-29Exp: 2013-08-29→ Common Stock (4,645 underlying)
Award
Common Stock
2003-07-01$2.29/sh+2,450$5,623→ 4,856 total
Award
Non-Qualified Stock Option (right to buy)
2003-08-29+5,355→ 130,400 total
Exercise: $3.45From: 2004-02-29Exp: 2013-08-29→ Common Stock (5,355 underlying)

Footnotes (5)

[F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
[F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
[F3]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
[F4]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
[F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.

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