4/A//SEC Filing
MORCOTT SOUTHWOOD J 4/A
Accession 0001181328-10-000004
CIK 0000053669other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 5:45 PM ET
Size
7.3 KB
Accession
0001181328-10-000004
Insider Transaction Report
Form 4/AAmended
MORCOTT SOUTHWOOD J
Director
Transactions
- Sale
Common Stock
2010-11-23$36.69/sh−13,287$487,495→ 25,000 total
Holdings
- 52,669.543
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (52,669.543 underlying)
Footnotes (4)
- [F1]This amendment is being filed to correct the date of earliest transaction reported. The date was originally listed as 10/23/2010. The actual date of the transaction was 11/23/2010. There are no other changes.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or move out of the plan.
- [F4]Includes 681.461 phantom stock units acquired through reinvestment of dividends on April 5, July 2, and October 4, 2010 at prices ranging from $26.88 to $33.10 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001181328
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 5:45 PM ET
- Size
- 7.3 KB