MORCOTT SOUTHWOOD J 4
4 · JOHNSON CONTROLS INC · Filed Jan 29, 2010
Insider Transaction Report
Form 4
MORCOTT SOUTHWOOD J
Director
Transactions
- Award
Common Stock
2009-01-21$28.99/sh+3,794$109,988→ 38,287.397 total
Holdings
- 51,988.081
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (51,988.081 underlying)
Footnotes (3)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or move out of the plan.
- [F3]Includes 1,283.461 phantom stock units acquired through reinvestment of dividends on April 2, July 2, and October 2, 2009, and January 4, 2010 at prices ranging from $15.02 to $27.80 per phantom unit.