MORCOTT SOUTHWOOD J 4
4 · JOHNSON CONTROLS INC · Filed Jan 23, 2009
Insider Transaction Report
Form 4
MORCOTT SOUTHWOOD J
Director
Transactions
- Award
Common Stock
2009-01-21$14.09/sh+7,097$99,997→ 34,493.397 total
Holdings
- 50,704.441
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (50,704.441 underlying)
Footnotes (4)
- [F1]Includes 101.397 shares acquired through the reinvestment of dividends on April 2 and July 3, 2008, at prices ranging from $28.81 to $35.215 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The Phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or move out of the plan.
- [F4]Includes 993.901 phantom stock units acquired through reinvestment of dividends on April 2, July 3, and October 2, 2008, and January 5, 2009 at prices ranging from $19.04 to $35.18 per phantom unit.