4//SEC Filing
MORCOTT SOUTHWOOD J 4
Accession 0001181328-06-000002
CIK 0000053669other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 3:27 PM ET
Size
9.6 KB
Accession
0001181328-06-000002
Insider Transaction Report
Form 4
MORCOTT SOUTHWOOD J
Director
Transactions
- Discretionary Transaction
Phantom Stock Units/Directors' Retirement Stock Account
2006-12-21$86.53/sh−11,543.02$998,818→ 0 total→ Common Stock (11,543.02 underlying)
Holdings
- 14,916.526
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (14,916.526 underlying) - 8,073
Common Stock
Footnotes (6)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]Includes 126.002 phantom stock units acquired through the reinvestment of dividends on March 31, June 30 and September 29, 2006, at prices ranging from $71.74 to $82.22 per phantom stock unit.
- [F3]Each share of phantom stock entitled the reporting person to receive the economic equivalent of one share of Johnson Controls stock. Prior to payment upon the reporting person's retirement from the Board of Directors, the reporting person has the right to transfer the value of his phantom stock account into an alternative investment account. The reporting person exercised this right and transferred his funds to another investment account in the plan.
- [F4]The Phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]The Phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F6]Includes 162.828 phantom stock units acquired through the reinvestment of dividends on March 31, June 30 and September 29, 2006, at prices ranging from $71.74 to $82.22 per phantom stock unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001181328
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 3:27 PM ET
- Size
- 9.6 KB