AMERICAN CAPITAL, LTD 4

4 · AMERICAN CAPITAL, LTD · Filed Nov 20, 2013

Form 4

Period: 2013-11-18

President,European Priv Fin

Transactions

Sale
Common Stock
2013-11-18$14.65/sh−170,140$2,492,721→ 109,356 total
Exercise/Conversion
Options
2013-11-18+78,035→ 156,070 total
Exercise: $6.51From: 2011-10-21Exp: 2020-10-21→ Common Stock (78,035 underlying)
Exercise/Conversion
Common Stock
2013-11-18$5.19/sh+78,035$405,002→ 109,356 total
Exercise/Conversion
Common Stock
2013-11-18$6.51/sh+78,035$508,008→ 109,356 total
Exercise/Conversion
Options
2013-11-18+30,000→ 132,210 total
Exercise: $6.77From: 2012-10-20Exp: 2021-10-20→ Common Stock (30,000 underlying)
Exercise/Conversion
Common Stock
2013-11-18$6.77/sh+30,000$203,100→ 109,356 total
Exercise/Conversion
Common Stock
2013-11-18$6.77/sh+14,070$95,254→ 109,356 total
Exercise/Conversion
Options
2013-11-18+78,035→ 156,070 total
Exercise: $5.19From: 2011-07-22Exp: 2020-07-22→ Common Stock (78,035 underlying)
Exercise/Conversion
Options
2013-11-18+14,070→ 162,210 total
Exercise: $6.77From: 2012-10-20Exp: 2021-10-20→ Common Stock (14,070 underlying)

Footnotes (4)

[F1]Price reflects weighted average sales price; actual sale prices ranged from $14.51 to $14.76. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
[F2]The option vests in five equal installments beginning on July 22, 2011.
[F3]The option vests in five equal installments beginning on October 21, 2011.
[F4]The option vests in five equal installments beginning on October 20, 2012.

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