AMERICAN CAPITAL, LTD 4
4 · AMERICAN CAPITAL, LTD · Filed Mar 16, 2015
Insider Transaction Report
Form 4
BASKIN MARY C
Director
Transactions
- Exercise/Conversion
Common Stock
2015-03-13$6.15/sh+3,750$23,063→ 25,452 total - Exercise/Conversion
Options
2015-03-13−3,750→ 0 totalExercise: $6.15From: 2010-10-08Exp: 2019-06-11→ Common Stock (3,750 underlying) - Exercise/Conversion
Options
2015-03-13−10,000→ 146,250 totalExercise: $8.69From: 2011-09-15Exp: 2020-09-15→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2015-03-13$8.69/sh+10,000$86,900→ 25,452 total - Sale
Common Stock
2015-03-13$14.68/sh−13,750$201,872→ 25,452 total
Holdings
- 14,606(indirect: By Spouse)
Common Stock
- 165(indirect: Owned by son)
Common Stock
Footnotes (3)
- [F1]Price reflects weighted average sales price; actual sale prices ranged from $14.680 to $14.686. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- [F2]Under terms of SEC order authorizing these options, one-third of these options vested on October 8, 2010, one-third vested on June 11, 2011 and one-third vested on June 11, 2012.
- [F3]Under terms of SEC order authorizing these options, one-third of these options vested on September 15, 2011, one-third vested on September 15, 2012 and one-third vested on September 15, 2013.