GOODMAN MITCHELL 4
4 · National Vision Holdings, Inc. · Filed Aug 2, 2018
Insider Transaction Report
Form 4
GOODMAN MITCHELL
SVP, GC and Secretary
Transactions
- Sale
Common Stock
2018-08-02$38.26/sh−8,640$330,561→ 53,940 total - Award
Stock Option (Right to Buy)
2018-08-02$4.27/sh+10,680$45,604→ 113,920 totalExercise: $4.27Exp: 2024-03-13→ Common Stock (10,680 underlying)
Footnotes (3)
- [F1]This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.
- [F2]On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 10,680 stock options which had previously not been reported were deemed earned.
- [F3]Of the 113,920 stock options reported herein, 85,440 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 128,162 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.