Hewlett Packard Enterprise Co·4

Dec 9, 6:28 PM ET

Melkote Keerti 4

4 · Hewlett Packard Enterprise Co · Filed Dec 9, 2020

Insider Transaction Report

Form 4
Period: 2020-12-07
Melkote Keerti
President Intelligent Edge
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-07$12.08/sh+77,311$933,91777,311 total
  • Tax Payment

    Common Stock

    2020-12-07$12.08/sh26,736$322,97150,575 total
  • Award

    Common Stock

    2020-12-07$12.08/sh+47,984$579,64798,559 total
  • Tax Payment

    Common Stock

    2020-12-07$12.08/sh22,980$277,59875,579 total
  • Award

    Restricted Stock Units

    2020-01-02+3,343.59579,972.595 total
    Common Stock (3,343.595 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-0777,3110 total
    Common Stock (77,311 underlying)
  • Award

    Restricted Stock Units

    2020-01-02+4,613.238107,201.238 total
    Common Stock (4,613.238 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F2]On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.
  • [F3]As previously reported, on 12/07/17 the reporting person was granted 210,970 Restricted Stock Units ("RSUs"), 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 880.8852 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 895.8471 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 863.7544 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 6,987 vested dividend equivalent rights and a de minimus adjustment of 0.6283 due to fractional rounding of the dividend equivalent rights.
  • [F4]As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
  • [F5]As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Documents

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    PRIMARY DOCUMENT