4//SEC Filing
Archambault Patrick 4
Accession 0001179110-22-001052
CIK 0001794621other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 9:20 PM ET
Size
18.9 KB
Accession
0001179110-22-001052
Insider Transaction Report
Form 4
Archambault Patrick
Chief Financial Officer
Transactions
- Award
Stock Option (right to buy)
2022-02-08+31,038→ 31,038 totalExercise: $12.74Exp: 2028-12-12→ Common Stock (31,038 underlying) - Award
Restricted Stock Unit
2022-02-08+146,479→ 146,479 total→ Common Stock (146,479 underlying) - Award
Restricted Stock Unit
2022-02-08+656,789→ 656,789 total→ Common Stock (656,789 underlying) - Award
Stock Option (right to buy)
2022-02-08+46,558→ 46,558 totalExercise: $7.67Exp: 2026-11-01→ Common Stock (46,558 underlying) - Award
Stock Option (right to buy)
2022-02-08+155,197→ 155,197 totalExercise: $12.74Exp: 2030-02-06→ Common Stock (155,197 underlying) - Award
Restricted Stock Unit
2022-02-08+9,765→ 9,765 total→ Common Stock (9,765 underlying)
Footnotes (12)
- [F1]Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").
- [F10]One-twelfth (I/12th) vests quarterly from November 2, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15).
- [F11]In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The Restricted Stock Award is fully vested.
- [F12]In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 10 subject to the reporting person's continued service with the Issuer through the applicable vesting date.
- [F2]One fourth (1/4) of the total number of shares to vest on the first anniversary of the Vesting Calculation Date. Thereafter, shares vest at the rate of one forty-eighth (1/48) per calendar month on the last day of each of the thirty-five (35) months following the month of the first anniversary of the Vesting Calculation Date and the final one forty-eighth (1/48) shall vest on the fourth anniversary of the Vesting Calculation Date. All vesting ceases upon separation from service.
- [F3]Received in connection with Business Combination in exchange for option to acquire 12,000 shares of common stock of Legacy Quanergy for $29. 74 per share.
- [F4]The shares shall vest in a series of forty-eight (48) successive equal monthly installments each month from the Vesting Calculation Date, such that the shares will be fully vested on the four (4) year anniversary of the Vesting Calculation Date. All vesting ceases upon termination of service.
- [F5]Received in connection with Business Combination in exchange for option to acquire 40,000 shares of common stock of Legacy Quanergy for $49.43 per share.
- [F6]The shares shall vest in a series of forty-eight (48) successive equal monthly installments each month from the Vesting Calculation Date, such that the shares will be fully vested on the four (4) year anniversary of the Vesting Calculation Date. All vesting ceases upon termination of service.
- [F7]Received in connection with Business Combination in exchange for option to acquire 8,000 shares of common stock of Legacy Quanergy for $49.43 per share.
- [F8]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- [F9]Fully vested.
Documents
Issuer
CITIC Capital Acquisition Corp.
CIK 0001794621
Entity typeother
Related Parties
1- filerCIK 0001908201
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 9:20 PM ET
- Size
- 18.9 KB