Home/Filings/4/0001179110-21-003655
4//SEC Filing

Maron Mark S 4

Accession 0001179110-21-003655

CIK 0001047884other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:32 PM ET

Size

7.4 KB

Accession

0001179110-21-003655

Insider Transaction Report

Form 4
Period: 2021-03-19
Maron Mark S
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2021-03-1930,0000 total
  • Disposition to Issuer

    Restricted Stock Unit

    2021-03-1916,0000 total
    Common Stock (16,000 underlying)
Footnotes (2)
  • [F1]On March 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 6, 2020, by and among Ready Capital Corporation ("Ready Capital"), RC Merger Subsidiary, LLC, a wholly owned subsidiary of Ready Capital ("Merger Sub"), and the Issuer (the "Merger Agreement"), the Issuer merged with and into Merger Sub with Merger Sub surviving as the continuing company (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was converted into the right to receive from Ready Capital (i) 0.1688 newly issued shares of common stock, par value $0.0001 per share, of Ready Capital, plus (ii) $0.61 in cash (the "Per Share Common Merger Consideration").
  • [F2]Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration.

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

Entity typeother

Related Parties

1
  • filerCIK 0001329079

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:32 PM ET
Size
7.4 KB