4//SEC Filing
Ronin Capital, LLC 4
Accession 0001179110-20-007077
CIK 0001015739other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 4:12 PM ET
Size
8.0 KB
Accession
0001179110-20-007077
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
STAFFORD JOHN S III
10% Owner
Transactions
- Other
Common Stock
2020-06-04+4,621,368→ 4,621,368 total(indirect: By LLC) - Other
Common Stock
2020-06-04−4,621,368→ 0 total
Ronin Capital, LLC
10% Owner
Transactions
- Other
Common Stock
2020-06-04−4,621,368→ 0 total - Other
Common Stock
2020-06-04+4,621,368→ 4,621,368 total(indirect: By LLC)
Footnotes (1)
- [F1]On June 4, 2020, John S. Stafford, III transferred 4,621,368 shares of the issuer's common stock from his Class C Capital Account at Ronin Capital, LLC to his Class C Capital Account at Ronin Trading, LLC. Mr. Stafford is the owner and manager of both Ronin Capital, LLC and Ronin Trading, LLC and the sole, indirect beneficial owner of all 4,621,368 shares before and after such transfer.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001512282
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 4:12 PM ET
- Size
- 8.0 KB