4//SEC Filing
Davis Robert Craig 4
Accession 0001179110-19-013029
CIK 0001047884other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 2:15 PM ET
Size
8.4 KB
Accession
0001179110-19-013029
Insider Transaction Report
Form 4
Davis Robert Craig
Director
Transactions
- Purchase
Series A Cumulative Preferred Stock
2019-12-19$26.25/sh+763$20,029→ 3,000 total
Holdings
- 40,000
Common Stock
- 4,000
Series B Cumulative Convertible Preferred Stock
→ Common Stock (22,152 underlying) - 22,000
Restricted Stock Unit
→ Common Stock (22,000 underlying)
Footnotes (5)
- [F1]1-for-1.
- [F2]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F3]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 5.5379 per share.
- [F4]Immediately exercisable.
- [F5]The Series B Cumulative Convertible Preferred Stock has no expiration date.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001330540
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 2:15 PM ET
- Size
- 8.4 KB