Home/Filings/4/0001179110-19-011355
4//SEC Filing

BROWN DOUGLAS R 4

Accession 0001179110-19-011355

CIK 0001422841other

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 4:56 PM ET

Size

9.5 KB

Accession

0001179110-19-011355

Insider Transaction Report

Form 4
Period: 2019-10-31
BROWN DOUGLAS R
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Ordinary Shares

    2019-10-31$19.62/sh1,464$28,7241,551,837 total
  • Exercise/Conversion

    Restricted Share Units

    2019-10-313,72033,477 total
    Ordinary Shares (3,720 underlying)
  • Exercise/Conversion

    Ordinary Shares

    2019-10-31+3,7201,553,301 total
Holdings
  • Ordinary Shares

    (indirect: By Spouse)
    148,449
Footnotes (4)
  • [F1]Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of October 31, 2019.
  • [F2]The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
  • [F3]Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
  • [F4]The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years.

Issuer

AquaVenture Holdings Ltd

CIK 0001422841

Entity typeother

Related Parties

1
  • filerCIK 0001162738

Filing Metadata

Form type
4
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 4:56 PM ET
Size
9.5 KB