4//SEC Filing
Heppner Brad K 4
Accession 0001179110-19-007952
CIK 0001522690other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:17 PM ET
Size
7.6 KB
Accession
0001179110-19-007952
Insider Transaction Report
Form 4
Heppner Brad K
Director
Transactions
- Award
Restricted Stock Units
2019-06-18+8,169→ 8,169 totalFrom: 2020-06-18→ Common Stock (8,169 underlying)
Holdings
- 2,500,000(indirect: By Beneficiant Capital Company, L.L.C.)
Common Stock, $.001 par value
- 0
Common Stock, $.001 par value
Footnotes (2)
- [F1]Beneficient Capital Company, L.L.C., a Delaware limited liability company ("BEN Capital") is a wholly-owned subsidiary of Beneficient Company Holdings, L.P., a Delaware limited partnership ("BEN Holdings"). BEN Holdings is also the managing member of BEN Capital. BEN Holdings is controlled by its general partner, The Beneficient Company Group, L.P, a Delaware limited partnership ("BEN"). BEN is controlled by its general partner, Beneficient Management, L.L.C., a Delaware limited liability company ("BEN Management"). Brad K. Heppner serves as Director, Chairman and Chief Executive Officer of BEN Management. As a result, Mr. Heppner may be deemed to beneficially the shares of GWG Holdings, Inc. common stock owned by BEN Capital. Mr. Heppner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting.
Documents
Issuer
GWG Holdings, Inc.
CIK 0001522690
Entity typeother
Related Parties
1- filerCIK 0001776029
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:17 PM ET
- Size
- 7.6 KB