4//SEC Filing
Clarke James Nathan 4
Accession 0001179110-18-011881
CIK 0001668673other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:31 PM ET
Size
10.2 KB
Accession
0001179110-18-011881
Insider Transaction Report
Form 4
PetIQ, Inc.PETQ
Clarke James Nathan
Director
Transactions
- Sale
Class A Common Stock
2018-10-01$37.15/sh−166,000$6,166,485→ 0 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-28+166,000→ 166,000 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-28−166,000→ 1,793,680 total(indirect: See Footnote)→ Class A Common Stock (166,000 underlying)
Footnotes (5)
- [F1]Represents the exchange of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- [F2]The converted shares are held by The JNC 101 Trust. Andrea Clarke, the wife of James Clarke, is the trustee of this trust and exercises voting and investment control over all shares held by the trust. Also includes 889,123 shares of Class B Common Stock held by the JNC 101 Trust, 239,916 shares of Class B Common Stock held by the James N. Clarke Irrevocable Trust, dated December 27, 2012, of which Mrs. Clarke is the trustee and 239,916 shares of Class B Common Stock held by the Andrea M. Clarke Irrevocable Trust, dated December 27, 2012, of which Mr. Clarke is the trustee.
- [F3]Represents shares of Class A Common Stock sold to the underwriters pursuant to an underwritten public offering that closed on October 1, 2018. The price per share received by the reporting person is equal to the public offering price of $39.00, less the underwriting discount.
- [F4]Each share of Class B Common Stock may be exchanged for one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F5]Includes 353,703 shares of Class B Common Stock held by Labore et Honore LLC and 71,022 shares of Class B Common Stock held by Clarke Capital Partners LLC (collectively, the "Clarke Capital Entities"). Mr. Clarke is the manager of the Clarke Capital Entities and has voting and investment control over, and may be deemed the beneficial owner of, the shares of Class B Common Stock held by the Clarke Capital Entities.
Documents
Issuer
PetIQ, Inc.
CIK 0001668673
Entity typeother
Related Parties
1- filerCIK 0001710881
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:31 PM ET
- Size
- 10.2 KB