4//SEC Filing
Bates Nicholas 4
Accession 0001179110-18-005817
CIK 0001528930other
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 4:50 PM ET
Size
14.5 KB
Accession
0001179110-18-005817
Insider Transaction Report
Form 4
Bates Nicholas
VP, Finance
Transactions
- Tax Payment
Class A Common Stock
2017-12-09$11.95/sh−296$3,537→ 596 total - Exercise/Conversion
Restricted Stock Units
2017-12-09−892→ 1,784 total→ Class A Common Stock (892 underlying) - Exercise/Conversion
Class A Common Stock
2017-12-09+892→ 892 total - Tax Payment
Class A Common Stock
2018-03-01$7.85/sh−946$7,426→ 2,321 total - Exercise/Conversion
Class A Common Stock
2018-03-01+2,671→ 3,267 total - Exercise/Conversion
Restricted Stock Units
2018-03-01−2,671→ 2,671 total→ Class A Common Stock (2,671 underlying)
Footnotes (7)
- [F1]Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock.
- [F2]This restricted stock unit award was granted on December 9, 2016 and one-third of the restricted stock units vested on December 9, 2017.
- [F3]This restricted stock unit award was granted on September 6,2017 and one-half of the restricted stock units vested on March 1, 2018.
- [F4]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On December 9, 2016, the reporting person was granted 2676 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on December 9, 2017. Those restricted stock units were previously reported in Table II on the Form 3 filed with the Securities and Exchange Commission on September 8, 2017.
- [F5]Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 6, 2017, the reporting person was award a one-time retention grant of 5342 restricted stock units, of which one-half of the shares subject to the restricted stock units vested on March 1, 2018. Those restricted stock units were previously reported in Table II on the Form 3 filed with the Securities and Exchange Commission on September 8, 2017.
- [F6]Reflects 296 shares withheld by Issuer at market price of $11.95 per share to fund the payment of taxes for the conversion.
- [F7]Reflects 946 shares withheld by Issuer at market price of $7.85 per share to fund the payment of taxes for the conversion.
Documents
Issuer
Liberty Tax, Inc.
CIK 0001528930
Entity typeother
Related Parties
1- filerCIK 0001716437
Filing Metadata
- Form type
- 4
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 4:50 PM ET
- Size
- 14.5 KB