Clean Energy Fuels Corp.·4

Nov 17, 4:06 PM ET

PICKENS BOONE 4

4 · Clean Energy Fuels Corp. · Filed Nov 17, 2017

Insider Transaction Report

Form 4
Period: 2017-11-16
Transactions
  • Sale

    7.5% Convertible Promissory Note

    2017-11-16$12750000.00/sh1$12,750,0000 total
    Exercise: $15.80Common Stock (949,367 underlying)
  • Sale

    7.5% Convertible Promissory Note

    2017-11-16$21250000.00/sh1$21,250,0000 total
    Exercise: $15.80Common Stock (1,582,278 underlying)
Footnotes (4)
  • [F1]On November 16, 2017, the Reporting Person sold to a third party certain 7.5% Convertible Promissory Notes of the Issuer (each, a "Note").
  • [F2]The Note is convertible into the Issuer's common stock ("Common Stock") at the option of the holder.
  • [F3]The entire principal balance of the Note is due and payable on July 10, 2019, and the Issuer is permitted to repay the Note in Common Stock or cash.
  • [F4]The entire principal balance of the Note is due and payable on June 14, 2020, and the Issuer is permitted to repay the Note in Common Stock or cash.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -