SARLES H JAY 4/A
4/A · AMERIPRISE FINANCIAL INC · Filed Nov 13, 2017
Insider Transaction Report
Form 4/AAmended
SARLES H JAY
Director
Transactions
- Award
Phantom Stock (Retainer Deferral)
2017-10-27$160.62/sh+112.844$18,125→ 1,232.493 total→ Common Stock (112.844 underlying)
Footnotes (3)
- [F1]The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017.
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.