4//SEC Filing
New York & Company, Inc. 4
Accession 0001179110-17-010387
CIK 0001211351operating
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 5:21 PM ET
Size
13.3 KB
Accession
0001179110-17-010387
Insider Transaction Report
Form 4
Ratner Adam
VP and General Counsel
Transactions
- Award
Stock Appreciation Rights
2017-06-29+3,625→ 3,625 totalExercise: $1.36Exp: 2024-08-19→ Common Stock (3,625 underlying) - Disposition to Issuer
Stock Appreciation Rights
2017-06-29−7,500→ 0 totalExercise: $3.22Exp: 2024-08-19→ Common Stock (7,500 underlying) - Award
Stock Appreciation Rights
2017-06-29+4,013→ 4,013 totalExercise: $1.36Exp: 2025-08-25→ Common Stock (4,013 underlying) - Disposition to Issuer
Stock Appreciation Rights
2017-06-29−6,549→ 0 totalExercise: $2.60Exp: 2025-08-25→ Common Stock (6,549 underlying)
Footnotes (6)
- [F1]Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.
- [F2]Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program as more fully described in the Schedule TO, filed with the Securities and Exchange Commission on June 1, 2017. The reporting person was previously awarded SARs which were exercisable as follows: 1,875 on August 19, 2015, 1,875 on August 19, 2016, 1,875 on August 19, 2017, and 1,875 on August 19, 2018.
- [F3]In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.
- [F4]Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 907 on August 19, 2017; 1,812 on June 29, 2018, and 906 on August 19, 2018.
- [F5]Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 1,637 on August 25, 2016, 1,637 on August 25, 2017, and 3,275 on August 25, 2018.
- [F6]Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 1,003 on August 25, 2017; 1,003 on June 29, 2018, and 2,007 on August 25, 2018.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeoperating
Related Parties
1- filerCIK 0001211351
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 5:21 PM ET
- Size
- 13.3 KB