4/A//SEC Filing
CAPITAL SOUTHWEST CORP 4/A
Accession 0001179110-16-031685
$CSWCCIK 0000017313operating
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:14 PM ET
Size
6.1 KB
Accession
0001179110-16-031685
Insider Transaction Report
Form 4/AAmended
Morgan Thomas Duane
Director
Transactions
- Purchase
Common Stock
2016-11-10$14.35/sh+7,100$101,885→ 8,350 total(indirect: By Trust)
Holdings
- 4,395
Common Stock
Footnotes (2)
- [F1]The Form 4 filed on November 14, 2016 mistakenly reported that the reporting person directly purchased 7,100 shares of common stock, which did not occur. On November 10, 2016, the Morgan Family Trust purchased 7,100 shares of common stock of Capital Southwest Corporation.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $14.36, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0000017313
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:14 PM ET
- Size
- 6.1 KB