4//SEC Filing
Bats Global Markets, Inc. 4
Accession 0001179110-16-029147
CIK 0001659228operating
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 4:25 PM ET
Size
5.9 KB
Accession
0001179110-16-029147
Insider Transaction Report
Form 4
Richter Michael L
Director
Transactions
- Other
Common Stock
2016-08-31−484,742→ 64,752 total
Footnotes (2)
- [F1]As part of the plan for dissolution of Lime Brokerage Holdings LLC, all of the shares held by Lime Brokerage Holdings LLC were distributed without consideration to its seven largest members. Michael L. Richter, as one of the seven members, received 61,223 shares and the other six members received 484,742 shares in the aggregate. Michael L. Richter had previously reported ownership of all 545,965 shares due to his position as Chief Financial Officer of Lime Brokerage Holdings LLC and is reporting the transfer of 484,742 shares solely due to the dissolution of such entity. Each of the members receiving shares which is not currently subject to any lock-up agreement has entered into a separate lock-up agreement on substantially the same terms as the lock-up agreement previously entered into by Lime Brokerage Holdings LLC in connection with the initial public offering of the reported securities.
- [F2]Direct Ownership includes 61,223 shares transferred to Michael L. Richter as a member of Lime Brokerage Holdings as part of its plan for dissolution of the LLC, and 3,529 shares of unvested restricted stock; both of which were previously included in reports of Indirect Ownership.
Documents
Issuer
Bats Global Markets, Inc.
CIK 0001659228
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001659228
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 4:25 PM ET
- Size
- 5.9 KB