4//SEC Filing
KEURIG GREEN MOUNTAIN, INC. 4
Accession 0001179110-16-020786
CIK 0000909954operating
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 10:39 AM ET
Size
29.7 KB
Accession
0001179110-16-020786
Insider Transaction Report
Form 4
LONGO KAZANOVA LINDA
Chief Human Resources Officer
Transactions
- Disposition to Issuer
Common Stock
2016-03-03$92.00/sh−5,308$488,336→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2016-03-03−5,596→ 0 totalExercise: $71.30Exp: 2023-12-06→ Common Stock (5,596 underlying) - Disposition to Issuer
Restricted Stock Units
2016-03-03−1,184→ 0 total→ Common Stock (1,184 underlying) - Disposition to Issuer
Restricted Stock Units
2016-03-03−627→ 0 total→ Common Stock (627 underlying) - Disposition to Issuer
Restricted Stock Units
2016-03-03−2,635→ 0 total→ Common Stock (2,635 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2016-03-03−2,264→ 0 totalExercise: $54.12Exp: 2022-03-22→ Common Stock (2,264 underlying) - Disposition to Issuer
Restricted Stock Units
2016-03-03−324→ 0 total→ Common Stock (324 underlying) - Disposition to Issuer
Restricted Stock Units
2016-03-03−875→ 0 total→ Common Stock (875 underlying) - Disposition to Issuer
Performance Stock Units
2016-03-03−1,004→ 0 total→ Common Stock (1,004 underlying) - Disposition to Issuer
Performance Stock Units
2016-03-03−1,571→ 0 total→ Common Stock (1,571 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2016-03-03−1,801→ 0 totalExercise: $51.56Exp: 2023-03-07→ Common Stock (1,801 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2016-03-03−7,907→ 0 totalExercise: $52.98Exp: 2025-12-01→ Common Stock (7,907 underlying)
Footnotes (6)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 6, 2015, by and among the Issuer, Acorn Holdings B.V., Maple Holdings Acquisition Corp. and, solely for purposes of Article IX therein, JAB Holdings B.V.(the "Merger Agreement").
- [F2]Disposed of pursuant to the Merger Agreement in exchange for $92.00 for each share of the Issuer's common stock held by Reporting Person.
- [F3]Pursuant to the Merger Agreement, this option was cancelled as of March 3, 2016 in exchange for a cash payment equal to the product of (i) the number of shares of the Issuer's common stock subject to the option multiplied by (ii) the excess of $92.00 over the per share exercise price of the option.
- [F4]Pursuant to the Merger Agreement, as of the effective date of the Merger, each restricted stock unit, whether vested or unvested, was canceled and converted into the right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such restricted stock unit multiplied by (ii) $92.00 per share.
- [F5]Represents previously unearned performance stock units. Pursuant to the Merger Agreement, as of the effective date of the Merger, each performance stock unit was canceled and converted into the right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such performance stock unit paid out at 100% of target multiplied by (ii) $92.00 per share.
- [F6]Due to administrative error the Form 4 filed by the reporting person with the Securities and Exchange Commission on December 18, 2015 omitted to report the vesting of 167 restricted stock units which converted into shares of Common Stock on December 16, 2015 due to the reporting person's retirement-eligible status (and corresponding sale of 167 shares of Common Stock to satisfy the reporting person's tax obligation which was reported on the December 18, 2015 Form 4). As a result, the reporting person's direct beneficial ownership on the December 18, 2015 Form 4 should have been reported as 5,308 shares of Common Stock, instead of 5,141 shares of Common Stock.
Documents
Issuer
KEURIG GREEN MOUNTAIN, INC.
CIK 0000909954
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000909954
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 10:39 AM ET
- Size
- 29.7 KB