4/A//SEC Filing
ATLANTIC POWER CORP 4/A
Accession 0001179110-16-017005
CIK 0001419242operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 1:53 PM ET
Size
11.4 KB
Accession
0001179110-16-017005
Insider Transaction Report
Form 4/AAmended
McNeil John Alexander
Director
Transactions
- Purchase
6.00% Convertible Debentures due December 31, 2019
2015-12-31$55.99/shExercise: $10.48From: 2015-12-31Exp: 2019-12-31→ Common shares (3,448 underlying) - Purchase
5.60% Convertible Debentures due June 30, 2017
2015-12-31$64.30/shExercise: $13.08From: 2015-12-31Exp: 2017-06-30→ Common shares (5,524 underlying)
Footnotes (10)
- [F1]The 5.60% Convertible Debentures due June 30, 2017 are convertible into approximately 55.2486 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$18.10 per common share. The conversion price of Cdn$18.10 was converted to the U.S. dollar equivalent of $13.08 using the December 31, 2015 end of day exchange rate of .7225.
- [F10]The Form 4 filed for Mr. McNeil on January 4, 2016 incorrectly disclosed The Number of Derivative Securities Beneficially Owned Following Reported Transaction in Column 9 of Table II in units of securities as opposed to U.S. Dollars. This amended Form 4 corrects that error and appropriately disclosed the total in U.S. Dollars, which total includes 6.00% Convertible Debentures due December 31, 2019 previously acquired by Mr. McNeil.
- [F2]The 5.60% Convertible Debentures due June 30, 2017 are convertible into approximately 55.2486 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$18.10 per common share. The Cdn$100,000 of convertible debentures converts to 5,524 common shares using the December 31, 2015 end of day exchange rate of .7225.
- [F3]The Cdn$100,000 principal of 5.60% Convertible Debentures due June 30, 2017 were purchased at a price of Cdn$89.00. This was converted to a U.S. dollar equivalent of $64.30 using the December 31, 2015 end of day exchange rate of .7225.
- [F4]The Cdn$100,000 principal of 5.60% Convertible Debentures due June 30, 2017 were converted to a U.S. dollar equivalent of $72,250 using the December 31, 2015 end of day exchange rate of .7225.
- [F5]The 6.00% Convertible Debentures due December 31, 2019 are convertible into approximately 68.9655 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$14.50 per common share. The conversion price of Cdn$14.50 was converted to the U.S. dollar equivalent of $10.48 using the December 31, 2015 end of day exchange rate of .7225.
- [F6]The 6.00% Convertible Debentures due December 31, 2019 are convertible into approximately 68.9655 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$14.50 per common share. The Cdn$50,000 of convertible debentures converts to 3,448 common shares using the December 31, 2015 end of day exchange rate of .7225.
- [F7]The Cdn$50,000 principal of 6.00% Convertible Debentures due December 31, 2019 were purchased at a price of Cdn$77.50. This was converted to a U.S. dollar equivalent of $55.99 using the December 31, 2015 end of day exchange rate of .7225.
- [F8]The Cdn$50,000 principal of 6.00% Convertible Debentures due December 31, 2019 were converted to a U.S. dollar equivalent of $36,125 using the December 31, 2015 end of day exchange rate of .7225.
- [F9]The Form 4 filed for Mr. McNeil on January 4, 2016 incorrectly identified the instrument purchased as 6.25% Convertible Debentures due March 15, 2017. The correct title of the derivative security in Column 1 of Table II should have been 5.60% Convertible Debenture due June 30, 2017. All pertinent information has been corrected based on the investment actually purchased. The Number of Derivative Securities Beneficially Owned Following Reported Transaction in Column 9 of Table II has also been corrected to $72,250 from $151,725.
Documents
Issuer
ATLANTIC POWER CORP
CIK 0001419242
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001419242
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 1:53 PM ET
- Size
- 11.4 KB