4//SEC Filing
JTH Holding, Inc. 4
Accession 0001179110-14-011289
CIK 0001528930operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:56 PM ET
Size
25.6 KB
Accession
0001179110-14-011289
Insider Transaction Report
Form 4
Baumgartner Mark F
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2014-06-30$15.00/sh+33,334$500,010→ 96,915 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−23,167→ 10,167 totalExercise: $15.00From: 2010-04-15Exp: 2015-04-15→ Class A Common Stock (23,167 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−10,166→ 0 totalExercise: $15.00From: 2011-04-15Exp: 2016-04-15→ Class A Common Stock (10,166 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−23,168→ 10,166 totalExercise: $15.00From: 2012-04-15Exp: 2017-04-15→ Class A Common Stock (23,168 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−10,166→ 0 totalExercise: $15.00From: 2012-04-15Exp: 2017-04-15→ Class A Common Stock (10,166 underlying) - Tax Payment
Class A Common Stock
2014-06-30$33.01/sh−23,168$764,776→ 63,581 total - Tax Payment
Class A Common Stock
2014-06-30$33.01/sh−23,168$764,776→ 73,747 total - Exercise/Conversion
Class A Common Stock
2014-06-30$15.00/sh+33,334$500,010→ 76,582 total - Tax Payment
Class A Common Stock
2014-06-30$33.01/sh−23,167$764,743→ 53,415 total - Exercise/Conversion
Class A Common Stock
2014-06-30$15.00/sh+33,334$500,010→ 86,749 total - Sale
Class A Common Stock
2014-07-01$33.75/sh−30,499$1,029,341→ 43,248 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−10,167→ 0 totalExercise: $15.00From: 2010-04-15Exp: 2015-04-15→ Class A Common Stock (10,167 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−23,168→ 10,166 totalExercise: $15.00From: 2011-04-15Exp: 2016-04-15→ Class A Common Stock (23,168 underlying)
Footnotes (2)
- [F1]Reflects 23,167 shares withheld by the issuer at the market price of $33.01 per share less an exercise price of $15.00 per share to fund the cashless exercise of 10,167 options owned by Mr. Baumgartner, which cashless exercise was approved by the Board of Directors.
- [F2]Reflects 23,168 shares withheld by the issuer at the market price of $33.01 per share less an exercise price of $15.00 per share to fund the cashless exercise of 10,166 options owned by Mr. Baumgartner, which cashless exercise was approved by the Board of Directors.
Documents
Issuer
JTH Holding, Inc.
CIK 0001528930
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001528930
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:56 PM ET
- Size
- 25.6 KB