4//SEC Filing
GFI Group Inc. 4
Accession 0001179110-13-018587
CIK 0001292426operating
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 9:20 PM ET
Size
18.2 KB
Accession
0001179110-13-018587
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Levi Ronald Daniel
Chief Operating Officer
Transactions
- Sale
Common Stock
2013-12-30$3.80/sh−68,987$262,151→ 708,827 total - Exercise/Conversion
Common Stock
2013-12-30$2.97/sh+68,987$204,891→ 777,814 total - Exercise/Conversion
Common Stock
2013-12-27$2.97/sh+17,855$53,029→ 726,682 total - Sale
Common Stock
2013-12-27$3.83/sh−17,855$68,385→ 708,827 total - Exercise/Conversion
Options to Purchase Common Stock
2013-12-27$2.97/sh−17,855$53,029→ 68,987 totalExercise: $2.97Exp: 2014-01-01→ Common Stock (17,855 underlying) - Exercise/Conversion
Options to Purchase Common Stock
2013-12-30$2.97/sh−68,987$204,891→ 0 totalExercise: $2.97Exp: 2014-01-01→ Common Stock (68,987 underlying)
Holdings
- 173,639
Restricted Stock Units
→ Common Stock (173,639 underlying) - 79,070
Restricted Stock Units
→ Common Stock (79,070 underlying) - 192,308
Restricted Stock Units
→ Common Stock (192,308 underlying)
Footnotes (8)
- [F1]Options are currently exercisable.
- [F2]The Restricted Stock Units settle 1 for 1 upon vesting.
- [F3]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F6]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F7]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.79 to $3.87. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- [F8]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.76 to $3.83. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001292426
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 9:20 PM ET
- Size
- 18.2 KB